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AS400 Modernization Best Practices: Ensuring a Smooth Transition



For several decades, AS400 has been the backbone of enterprise computing, widely acclaimed for its robustness, reliability, and performance. However, its legacy nature often poses significant challenges for organizations striving to stay competitive in the rapidly evolving digital landscape. For organizations relying on IBM’s AS400 systems for powering mission-critical workloads and applications, modernization is a necessity to support their growth and innovation goals, whilst meeting contemporary business requirements.  

Modernizing AS400 systems is not merely technological upgrades, it’s a comprehensive transformation that requires a holistic approach entailing key considerations around system architecture, application modernization, data migration, and cloud integration. The stakes are towering, but so are the rewards. Successful AS400 cloud migration can lead to enhanced security, improved performance, and seamless integration with modern technologies, such as Artificial Intelligence and ML, Big Data Analytics, Edge Computing, and many more. Besides this, it can also extend the life of legacy systems, protect significant investments, and ensure compliance with existing regulatory standards. Now, let’s dive deep into this detailed blog post to equip yourself with the knowledge needed to transform aging AS400 systems into agile, dynamic, and future-ready platforms to achieve a seamless and successful modernization. 

Future-Proof AS400 Systems with Best Modernization Practices 

1) Assessment of the Existing AS400 Environment 

The first step in the AS400 modernization expedition is conducting a comprehensive assessment of the existing AS400 system, including software, hardware, and application usage. This will not only provide a clear understanding of the current state of the AS400 environment but also set the stage for successful transformation.  

Begin the assessment by categorizing mission-critical workloads and applications running on the AS400 system, depending on their dependencies, usage patterns, and criticality. This helps identify which applications are mission-critical for modernization and which ones can be replaced. Besides this, engaging stakeholders from different departments is critical to collect insights into system usage, pain points, and potential areas for improvement. This stage must also include a detailed review of the codebase, documentation, and any customization implemented long ago. By meticulously documenting this information, organizations can craft a strategic roadmap that perfectly aligns modernization initiatives with business objectives while ensuring a frictionless transition.  

2) Adopt a Phased Approach 

Embracing a phased modernization approach is a strategic method aimed at minimizing disruption and reducing risk by breaking down the modernization process into smaller and manageable stages rather than attempting a complete overhaul at once. This approach facilitates continuous improvement based on real-time feedback, enabling organizations to tackle AS400 modernization challenges incrementally. It begins with identifying the legacy systems and applications that offer immediate business value and are at risk of obsolescence. By prioritizing these elements for modernization, organizations can realize several benefits ranging from reduced technical debt to enhanced performance, improved user experience, and greater operational efficiency. The initial phase might focus on non-critical applications to pilot the modernization process, enabling the team to address issues on a smaller scale before they can impact the entire operation while refining their strategy for subsequent phases that might target mission-critical and complex systems. This step-by-step approach facilitates ongoing learning and improvement since insights gathered from each phase can be applied to later stages. Overall, a phased approach to AS400 modernization allows organizations to safeguard business continuity while ensuring a smooth transition. 

3) Leverage Automation Tools 

Leveraging automation tools for AS400 modernization can be a game-changer since it streamlines and accelerates various stages of the transformation process from code analysis and conversion to testing and deployment. By utilizing automated code analysis tools, organizations can quickly scan the existing codebase of AS400 systems to identify dependencies and key areas that require optimization or refactoring. Besides code analysis, there are automated testing tools that organizations can employ to validate the functionality and performance of modernized applications. The best part of using these automated testing tools is that they allow organizations to identify and address issues early in the development cycle. Furthermore, CI/CD powered by deployment automation tools facilitate rapid and frequent updates without disrupting business operations. In other words, deployment automation tools ensure quick and smooth rollout of new features and updates, whilst minimizing rollback incidents. Overall, leveraging automation tools not only reduces manual efforts and the risk of human errors but also allows organizations to achieve faster and more efficient modernization.  

4) Monitor and Measure Progress 

Monitoring and measuring progress are critical to ensure the modernization project aligns with business objectives and delivers desired benefits as expected. To measure the effectiveness and efficiency of the modernization efforts, organizations can track key performance indicators (KPIs) and milestones defined in the early stage. The important thing to note is that setting clear and measurable goals is crucial before the project begins and the goals could include metrics such as system performance improvements, application response times, user satisfaction, cost savings, and reduced downtime. By continuously monitoring and measuring progress, organizations can not only identify and address issues before they escalate but also ensure modernization efforts are aligned with long-term strategic goals.  

5) Plan for Ongoing Maintenance and Upgrades 

The last stage for a successful AS400 modernization journey is planning for ongoing maintenance and upgrades to ensure modernized systems remain efficient and aligned with changing business requirements. The process begins with crafting a comprehensive maintenance strategy entailing routine checks, performance monitoring, regular updates, and proactive issue resolution to keep the system secure, efficient, and compatible with modern technologies, security standards, and compliance requirements. Overall, planning for ongoing maintenance and upgrades extends the longevity of modernized AS400 systems while ensuring it remains a crucial asset in your digital transformation strategy. 

Summing Up 

Modernizing AS400 systems is a key enabler for organizations striving to achieve greater agility, enhance efficiency, and ensure long-term sustainability. By adhering to these best practices discussed in this informative piece, organizations can ensure a smooth and frictionless transition. These best practices not only mitigate the risks that come along with modernization but also allow organizations to unlock new capabilities. 


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  • Elena Mia is a Technical Consultant, avid writer, and blogger. She has vast knowledge and expertise in Software/Mobile/Web products and frameworks and works with organizations to achieve their business goals.

  • https://www.damcogroup.com/ibm-iseries-as400-services

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